MGL Consulting

MGL Consulting, LLC (www.mglconsulting.com) since its founding in 1984, has provided a wide range of compliance and risk management services to over 1,600 broker dealers, investment advisors, commodities firms and their staff. Over this time, MGL Consulting and its team of registered consultants and compliance professionals have made a significant impact on its clients and input to their legal counsel and their regulators, providing industry-leading expertise in FINRA and other regulatory registrations, compliance exams, mergers and acquisitions, professional development, insurance licensing and litigation support.