Robert Quinn Consulting

Robert Quinn is the managing director of Robert Quinn Consulting, an award winning compliance consultancy based in Mayfair. The firm specialises providing tailored advice to alternative asset managers on their FCA, SEC, CFTC and other U.S. regulatory obligations. We are proud to be one of the only consulting firm in London that is fluent in both FCA and U.S. regulation. We offer senior regulatory consultants with significant in-house experience so we understand your business requirements and can offer pragmatic, commercial advice that will help to build your business. Our firm has successfully transitioned over fifty managers through AIFMD. Robert is an award-winning consultant who managed a team of consultants at one of the largest consultancies in the UK. He has developed and reviewed the compliance programmes of financial services firms of all sizes. He specialises in helping fund managers understand both their FCA and U.S. regulatory obligations in efficient, integrated compliance programmes. Robert is a U.S. attorney who has been in financial services since 1997. He began his regulatory career with Charles Schwab in San Francisco and has since provided bespoke compliance advice, in accordance with SEC and FINRA requirements, to a number of start up firms including investment banks, broker-dealers, investment advisers and a variety of asset managers. His comprehensive understanding of the industry allows him to focus on the regulation and potential conflicts of interest that apply specifically to fund managers. Robert understands that compliance and regulatory advice are primarily a customer service role. His focus is to provide practical solutions for the business while minimising regulatory risk and maximising the ability to raise assets.