LifeMark Securities Corporation

For over twenty years Vince has provided leadership and guidance in the formation and subsequent growth of LifeMark Securities. His focus has been to support independent brokers whose practice included insurance, securities, advisory, and financial planning services. Vince has been responsible for the development of all supervisory and compliance systems, contracts, operations, and development of strategic alliances. He has, since its inception, been the FINRA Executive Representative of the firm and its Financial and Operations Principal. Vince also founded Insurance and Securities Regulatory Consulting LLC, a company that provides consulting services to broker/dealers and RIAs. His services include registration, analysis and design of supervisory systems, training, writing firms' procedures and negotiating contracts. Vince has acted as an expert witness numerous times, is a FINRA Arbitrator, and served as a charter member on the Anti-Money Laundering Strategic Leadership Committee in 2002. Vince was awarded the designation of Certified, Regulatory and Compliance Professional (CRCP) in 2002.