Montgomery Griffin

Montgomery ("Monty") Griffin has been involved in the securities industry since 1985. Following a 10-year career as a registered representative at Merrill Lynch and PaineWebber (during which time he maintained a 100% clean compliance record), Monty was appointed by the NASD (now known as FINRA) to its Board of Arbitrators in 1995 to decide arbitration cases between financial institutions and their customers.