Vigilant Compliance

Vigilant Compliance, LLC is a full service Global Compliance Firm servicing the regulatory needs of a diversified range of investment management clients. Since 2004, Vigilant has been the leader among regulatory compliance consulting firms; uniting regulatory compliance, legal, financial expertise and now paving the way to the Global Market for our clients. Vigilant is currently serving as CCO for Multi-Billion dollar Funds and Advisers. Our Clients include Registered Investment Companies, Federally Registered Investment Advisers, Business Development Companies, Broker-Dealers and Private Equity Firms. Vigilant also serves as CCO for a Multi-Billion dollar Fund which contains Portfolios used as the investment vehicle for insurance company variable annuity products. We offer the high quality investment management, regulatory ,and compliance services. Vigilant has experience in a wide range of investment products, including Large, Mid, Small, SMid equity products, Long-Short Funds, Research Funds, Value, Growth, and Core Products, International and Global Funds, Bond Funds, REITs, and a variety of Fixed Income Products. Our CCOs have worked with the leading Fund Accountants (including BNY Mellon, State Street, and US Bank), Custodians (BNY Mellon, JP Morgan, and others), Transfer Agents, Distributors, and Auditors. We have also worked with scores of money managers, and have experience with many types of investment management and trading software.